Saturday, June 7, 2014

The Early Middle Ages

The Early Middle Ages
Köln (Cologne).  St. Pantaleon.  The applied order in the south aisle.  Consecrated AD 980.  There are abundant general views in Images and Wikipedia Commons.  But study wants more than postcards.  You can call this church Ottonian or proto-Romanesque or Early Medieval.  Studying the plan and elevation and sections, you can see that it is later than Carolingian and not yet full-fledged Romanesque (as the other churches in Köln's Ring of Churches are).  The restorations are impeccable, so far as I can judge.
Before discussing the background to the art of the centuries from the emperor Justinian (ruled 527-565) until the end of the Ottonian dynasty in Germany (1027), we need to return to one of our basic questions: in each place and time, for whom were the artists working, for whom was the art intended, and how were artists regarded by the societies in which they worked?  In Classical Greece and the Hellenistic world, we were struck by the fact that the major artists seemed to address the whole citizenry of the polis (city state) and, after Alexander, secular patrons belonging to the class in power, economically or politically.  Classical art clearly is addressed to urban, comparatively well educated citizens, but to all of them, and, like the Greek drama, it is also accessible to those who may not appreciate its finer points.  The artist, for the first time, thought of himself as a philosopher, to the extent that he too expressed his principles in written treatises, and there is no evidence that his theories were not seriously regarded.  Change begins in the Hellenistic period, in as much as public art as dynastic propaganda tends to become readily accessible to the widest possible spectrum of the public so as to be effective for that purpose.  Roman public art carries further the priority of the message, over, and sometimes at the expense of, art for art's sake; not surprisingly neither Hellenistic patrons nor Roman patrons regarded the artist as an intellectual, a "philosopher", or, as we should say, as a unique creative individual.  There is some evidence (as when the emperor Hadrian turns to sculptors from Asia Minor, seeming to regard them as "real" artists) that in the Greek-speaking world, in the largest cities, artists continued to be regarded more as creatively gifted individuals than in the Latin-speaking West.  Likewise, until Theodosius closed the Schools in Athens, cities like Athens continued to be regarded as places where learning was pursued for its own sake, even after the Heruli, a Germanic tribe, ravaged the city.  It is not true that Jews and Arabs had no use for art; it was the possibility of image-worship that they abhorred, and, just as Solomon had turned to Phoenicians to adorn his temple, so in the eighth (Christian era) century the Great Mosque at Damascus drew on Byzantine skills.  The Early Christians really did have little regard for art, but when Christianity became the religion of an empire (and, in the West, the only stable, continuous source of organized authority in the sixth century outside the area ruled directly by Justinian), with the same reservations about the risk of image-worship, they took over and developed what remained of the traditions and workshop techniques inherited from Greco-Roman Late Antiquity; where the craftsmen were Christianized "barbarians"--Franks, Saxons, and the rest--they brought to their work much of their own traditions and their own mind-set, with remarkable and fertile results.  In the Greek-speaking east, many of the artists were still urban professional artisans, while in the west, wherever cities and towns reverted to mere villages and fortified castles replaced towns, professional continuity dependent on apprenticeship and markets disappeared.  In both east and west, something entirely new developed: the spread of Greek, Syrian, Egyptian, Irish, and Benedictine monasticism led to the monasteries being the primary centers for continuity of learning and artisan training.  In other words, for the next few centuries a great deal of the art that we study will have been made by monks or lay brothers living the rule of one or another monastic Order.  They made art for the ruling class as well as for the church (they also supplemented the agricultural basis of their monastic economy by manufacturing, including making arms and armor), but their finest efforts were acts of worship in material form: church art.  Furthermore, the Greek and Renaissance and Modern (and Chinese and Japanese) idea of the artist as genius, a Latin word meaning that he is a creative individual inhabited by a special spirit, in Latin a genius, is radically incompatible with Christian monastic community ideals.  It is for this reason that we are so interested when artists in the "high" middle ages, the twelfth and thirteenth centuries, sign their names to their work or write treatises about the churches that they have designed and when we see that increasing numbers of artists and artisans are secular townsmen rather than monks or nuns.  It means that the seeds of urban and secular culture, which will produce the Renaissance, are in fact germinating and multiplying precisely in the period when church-centered Medieval art attains its greatest perfection.  As to the question of the audience for which the art was intended, the answer is not simply that church art was the Bible of the Unlettered.  In the monastic churches, abbeys and priories, the art was not by any means only for the unlettered lay brothers and the populace who came to the greater monastic churches on the major feasts of the church year; learned abbots expended great learning on their design and often indulged their own theological ideas.  Like the Greek Parthenon, however, this high art was accessible also to the unlearned.  Like Roman Imperial propagandistic art, however, it was tightly controlled from the top; it was part of policy; it was (in our terms) State/Church-controlled Media.  On the whole, monastic art is rather more communal, even though the religious orders were highly hierarchical, than the religious art produced for lay parishes.  There is almost no major serious non-Church art until near the end of the middle ages--no "Dying Niobid", "Winged Victory" type of public art.
Justinian (527-565), although Constantinople was his capital, was the last emperor to speak Latin as his cradle tongue.  But, even later emperors who were Thracian or Syrian by ancestry as well as Greek, and all of whom were Greek in language, called themselves Rhomaioi, Romans, and regarded the Holy Roman Empire in the West as merely a Germanic kingdom.  Justinian recaptured much of Italy and North Africa from the Goths and placed his exarch at Ravenna, south of Venice.  Charlemagne also regarded Justinian's Golden Age (which we call Early Byzantine) as Roman; wishing to revive the Roman Empire when he was crowned emperor by the Pope on Christmas, 800 A.D., he turned largely to the law and literature and art and architecture of Justinian.  It looks as if the memory of pre-Constantinian Rome had receded into the mists for Charlemagne and his advisors, among whom were the most learned, monastically educated men of his time.  The German Otto II in the tenth century was similarly inspired in seeking a Byzantine princess, Theophano, as his empress.  When we shunt off Byzantine art and history as a mere footnote to Late Antiquity quite separate from western Medieval history, we are refusing to regard the eastern empire as the kings of the west themselves regarded it, as the seat of continuity and urban life, as their only bulwark against the further spread of Moslem princes' power.  This did not prevent growing differences from developing both in religion and in politics.  Communications were too infrequent, trade was interrupted, the Mediterranean Sea was unsafe to sail.
The sixth century was a great age of church building in the Greek-speaking world.  In little peninsular Greece alone, excavators have found many dozens of good-sized, handsomely planned basilicas of the Greek rite floor plan, like S. Apollinare in Classe at Ravenna and St. Demetrios in Salonika (Thessaloniki), and there are just as many in Syria and Asia Minor.  Wherever the walls have survived, the mosaic pictures are of high quality and great interest.  Some of the icons are still in the ancient encaustic technique.  Early mosques, as at Damascus, proliferate within a couple of generations after the death of Mohammed (570-632).  Meanwhile, far away in England and Ireland, a century after the death of St. Patrick and two centuries after the Anglo-Saxon invasion, most of the monasteries founded by the Irish have become Benedictine and the Anglo-Saxon kings' subjects have absorbed and begun to digest the British Isles' mixture of Celtic, Roman, Anglo-Saxon, and Rome-directed Christian traditions.  In art, the consequence is a stylistic complex of great beauty that no one could have predicted.  Critical to its formation is the combination of exquisite craftsmanship based in decorative arts with the Mediterranean Christian tradition based in the Greco-Roman world.  A similar intermingling of disparate cultures produced new art also in Germany and Lombard North Italy; Scandinavia was only on the verge of being Christianized.  It is against this background that the valiant attempt to represent Charlemagne as a veritable Roman emperor, in an equestrian statuette, must be seen, as well as his Palace Chapel by Odo and the Palace School of manuscript illumination, collectively an extraordinary statement and an extraordinary effort by a Frankish king.

The art of the German Ottonian emperors in the tenth and eleventh centuries, continuing much of what began with Charlemagne's dynasty and with its Byzantine connections, taking  advantage of the end of Barbarian migration and some increase, therefore, in prosperity, represents a culture that bridges over from the Early to the High Middle Ages.  The human feeling and formal discipline of the art anticipate Romanesque arts of the end of the eleventh century.  The Norman duke William conquered England with the Battle of Hastings in 1066: the Normans (Norsemen) are no longer Viking invaders and indeed bring their French language to England.  It is therefore worthwhile to look at one English, pre-Norman church contemporary with Ottonian Germany.  [There are fine examples of architecture in Italy, France, and Spain, also, in the tenth century, but their study is somewhat too difficult for an introductory course.]
*****
Justinianian


[G 110] [G120] [MG 165] [G 111] [G 115]  The church of Hagia Sophia (Holy Wisdom) in Constantinople by the architects Anthemius of Tralles and Isidorus of Miletus, built under the Emperor Justinian is the first great building both innovative in design and (linked with that) daring in its engineering (even dangerously daring--yet it stands) since the death of Constantine nearly two centuries earlier.  With SS. Sergius and Bacchus and S. Irene, two other Justinianian churches in Constantinople, and with the Justinianian art of Ravenna, it is eloquent as justification for calling this period the "first golden age" of Byzantine civilization--always remembering that they regarded themselves as Rhomaioi, continuing and maintaining the Roman empire.  The art, in fact, shows them as building on the Roman-period art of Asia Minor and Greece, but they use brick vaulting in ways that may also owe something to the Middle East: pendentives, for example, are first encountered in an Old Assyrian, 19th-century B.C., building.  Here the actual vaulting is done with bricks, whereas in Rome the walls have structural brick casing filled with concrete and the vaults are of concrete without brick.  The view from the exterior is somewhat different from when it was new: the minarets (very fine ones) and the buttresses, as well as the coats of stucco, are Turkish (for nearly five centuries after 1453 Hagia Sophia was a mosque, cami; now it is a cultural monument, musê), but the central dome and the two half domes are visible.  Hagia Sophia, in fact, is both a domed space (the dome always suggesting the vault of heaven) and a basilica-like space; it is domed for the sense of cosmic glory and longitudinal for practical reasons: on the great feasts of the Christian year, every person must attend the liturgy, so, like St. Peter's and the other great Christian basilicas in Rome, Hagia Sophia is designed to accommodate multitudes at the great feasts, even more so now that Constantinople is the metropolis of the Empire.  The uninterrupted rectangular floor space and the circle of the dome over the center of the square (completed by the lateral aisles) are plain on the plan (note that it had an atrium in front, too).  Now, it is one thing to draw a circle tangent to a square in the center of a greater square in pen and ink, quite another to raise a dome weighing many tons over the square space, since being tangent to a line is no physical support at all.  First, the piers at the corners of the square over which the dome will be raised are very massive and solid.  Then, great round arches from pier to pier frame the square.  Then, pendentives are built from center to center of these arches forming a perfect circle at the level of the tops of the arches.  A pendentive is a triangular section having the curvature of a sphere with its diameter equal to the diagonal of the square over which the dome is to be built.  That is why it channels the thrust from the weight of the dome evenly down through the piers and why it forms the perfect circle at the level of the tops of the arches.  The dome with its diameter equal to the side of the square is built on this ring that is tangent to the arches.  Here in Hagia Sophia the builders also built ribs into the dome (somewhat as the Apollodoros had done in the dome of Hadrian's Pantheon), permitting a ring of windows between the ribs at the base of the dome.  What with back lighting from the exterior, looking up from the floor, this ring of windows makes the dome look weightless; on the interior, it looks like divine magic rather than splendid engineering (which, needless to say, it is).  The aisles of Hagia Sophia incorporate very heavy arches; these help buttress the daring center space much as the barrel vaults flanking the central space did in the Basilica Nova in Rome.  The first central dome fell, disastrously, because it was lower than a perfect hemisphere; its replacement built towards the end of Justinian's reign still stands, although part of one of the semi-domes east and west of it (which look as if they buttressed the center dome, and might have been intended to do so, but do not) once fell down (these semi-domes are only one brick thick, for fear of greater weight!), and the heavy external buttresses (which are not effectively placed) added by the Turks show that they were concerned for its stability.  In the photo of the interior, notice how the progressively smaller semi-domes make the space seem elastic and expansive and how windows in the filling walls inside the north and south great arches serve as clerestory.  In the capitals we see the end result of the use of abundant drillwork in leafy decoration (as on the Sarcophagus of Junius Bassus); these clearly are descendants of the Roman Composite capital, but no leaves stick out, while drillwork everywhere strikes deep and makes the really solid capital look like a hollow basket; thus, like the ring of light at the base of the dome, the "basket capital" denies its supporting function.  Remember the dematerializing use of gold in the heavenly city behind the saints in the Rotunda of St. George in Thessaloniki.
[K 12]  In some respects, and those are characteristic of Byzantine art as a whole, the Diptych with the Archangel Michael is more continuous with and faithful to the ideals of the Greek art from which it sprang than the Diptych of the Symmachi and Nicomachi more than a century earlier.  Although the body of the archangel seems rather insubstantial (but less so than you might think, considering that archangels are supposed to be asomatoi, bodiless), it has nearly perfect contrapposto (except that the supporting leg is not directly under the head) and the drapery follows, obeys the lines of the body perfectly logically; also, the wings are like real birds' wings, and the hand holding the orb is effectively foreshortened.  The archangel has none of the curious inconsistencies of the "Priestess of Bacchus" of the Symmachi.  On the contrary, the inconsistencies in this work are deliberate, like the insubstantiality of the gold architecture in the mosaics of the Rotunda of St. George: the archangel is both in front of and behind his architectural framework, which is unrelated to him in scale.  It is deliberately otherworldly, but it remains in touch with the intellectual and logical bases of Greek art.  The same must be said for most of Byzantine art from Asia Minor (or by artists sent from Constantinople) or from the Greek peninsula for the next thousand years.  The Archangel Diptych is technically of the highest quality.  The inscription says, "Receive him/that which is Present, and learn the Cause/Reason" (the rest of the statement was on the other, missing leaf of the diptych).
[K 212] [1604]  Equally Constantinopolitan are two famous books (codices, plural of codex, a book make of pages) with vellum pages, dyed purple (murex shell, imperial purple) and written in silver, now tarnished to black.  The purple probably means that they were imperial commissions.  Both are in Greek, one of Genesis, the other of the Gospels, for use in reading the Lessons at the liturgy in church.  Both have unframed pictures like the illustrations for books like the Iliad written on scrolls (rotuli), but the latter were pen-and-ink drawings with limited added color.  Full-color, painted illustrations that are unframed tend to float on the purple ground, and the narrative necessity of a bridge or a tree can be awkward, so the choice to eliminate the context, the background, the frame is significant, in concentrating attention on the figures alone.  From the Vienna Genesis, we see Jacob wrestling with an (unwinged) angel; notice and remember the drapery that looks as if it were lifted up by an invisible wire (it goes back to windblown drapery of ca. 400 B.C., via Roman Victories and other decorative figures) and the conventional tree at the right that looks like a leafy parasol.  Notice, however, also how easily the illustrator draws figures in motion and implies bodies in drapery and skillfully highlights and shades them.  There is a long tradition of illustration behind him, and he is in possession of it.  From the Rossano Gospels, we have Christ brought before Pilate; in this illustration, Christ and the men bringing him are in Greek drapery (himation), Christ's being, symbolically, gold, but Pilate looks like a Late Roman/Early Byzantine consul (see the Missorium of Theodosios, the Diptych of Stilicho, and the Official from Aphrodisias in the preceding section), and his attendants look like those we shall see with Justinian in the mosaics at Ravenna, San Vitale.  As we observed above, Justinian regarded himself as one with the Roman Empire, so Tiberius's governor, Pilate, looks like one of Justinian's provincial governors.  Notice again how the heavy clothes worn at court preclude the use of pleated drapery.  These purple vellum books were always rare, but books do travel, and the importance of Greek books of Scripture in monasteries cannot be overstated.  Someone like St.-Hilaire of Poitiers (ca. 313-367), Bishop of Poitiers, a Greek born and educated (his real name was Hilarion), a Doctor of the Church, surely had Greek books with him in France.  Also, when icons later were banned, illustrated books remained.
Now we turn to the buildings and mosaics of sixth-century Ravenna built when it was ruled by Theoderic the Ostrogoth (no barbarian he, having been reared at the court in Constantinople, being nominally a hostage) and after it was taken by Justinian's armies in the middle of the sixth century.  The buildings are so important because, from Honorius (402) until 751 (when the Germanic Lombards took it), Ravenna was the capital of the Western Empire rather than Rome, and Classis, its port, was the home of the western fleet.  Because Theoderic adhered to Arian Christianity and Justinian (of course) to Orthodox Christianity, Ravenna has two each of several things: two Baptisteries, two Sant'Apollinare churches (the second one is in Classis), but only one San Vitale.



[MG 147] [MG 169] [B 29] [1613] [1603]  In some respects, San Vitale at Ravenna is like Sta. Constanza; it is central-planned with a surrounding aisle, the central space lit by a clerestory, and its narthex is jellybean-shaped (that the narthex is attached at an angle is unique and unimportant for this course).  But in others it is a true Constantinopolitan Early Byzantine church (like SS. Sergius and Bacchus); semi-circular, column-screened niches roofed with semi-domes open from the central space, making it expansive (cf. Hagia Sophia), and its east end is purely early Byzantine: a choir is formed by a wall resting on screening columns out of a section of the annular aisle, and on either side of the apse are one-storeyed rooms (for the preparation of bread and wine and for the vesting of the clergy), which we shall see again in Sant' Apollinare in Classe, a Greek-type basilica on Italian soil under Justinian.  Also, San Vitale is a two-storeyed, rather large church, unlike Santa Constanza, and it was not intended as a mausoleum.  On the interior, the main space today has extensive later modifications, but the choir and apse are original.  Like the ancient Roman Pantheon and like Hagia Sophia, it is richly marble veneered up to the entablature level; above, it is adorned with bright-colored and gold glass mosaics.  The tesserae are cut from sheets of opaque glass, except for the gold ones which are transparent glass backed with gold.  They are not laid absolutely flat (like bathroom tile mosaics) but catch the light at differing angles, to wonderful effect.  These mosaics  abound in imperial, courtly use of formal and color symbolism.  If the Christ seated on the globe in the apse stood up, for example, he would be much taller even than the angels flanking him, and the angels are taller than the mortals, just as, in the mosaics with the emperor and empress, the imperial couple are taller and stand farther forward than anyone else--except the archbishop Maximian, who stands at the head in the ecclesiastical hierarchy even as the emperor in the secular hierarchy!  Purple is the most honorific color, reserved for Christ's robe in the apse, concentrated in the robes of the emperor and empress in the offertory mosaics; white is next (angels and high-ranking courtiers in white with purple patches); multi-colored garments designate the low rank of the soldiers in the bodyguard and the lower-ranked ladies in waiting of the empress.  All the lower-ranked persons, furthermore, are less perfectly frontal and are heavily overlapped by those ranked a cut above them.  Now it is obvious why we took note of Imperial Frontality from the first time we observed it in the emperor's chariot in the relief in the Arch of Titus.  Need we add that all the persons, including the empress, in the female mosaic are smaller than those in the male mosaic?  Notice that Justinian has a halo--not that he is divine, but he is emperor by the grace of God.  It is these mosaics that have given rise to the stereotype of Byzantine art as "flat", and they have, indeed, less modelling than any other set of high quality.  The large, bright tesserae and unbroken gold background, the hieratic subject matter with its frontality, and the stiff courtly garments combine to produce this effect.  In these mosaics, the use of this medium for jewel-like and dazzling effect is carried further than in any others.  I called the scenes with the Emperor Justinian and the Empress Theodora the offertory mosaics, because he is carrying the bread and she the chalice of wine that will be used for the Eucharist.


[G 122] [B 27] [B 28]  The church of Sant' Apollinare Nuovo is confusingly (since nuovo means "new") the older of the two basilicas here dedicated to that saint.  It was built by Theoderic a generation before Ravenna was taken from the Ostrogoths in 540 by Justinian's famous general, Belisarius.  The mosaics on the walls of the nave are perfectly preserved, but, under Justinian, were altered--to remove the figures of Theoderic and his court from the intercolumniations of the representation of Theoderic's palace at the west end of the south wall (we know it's the palace, because it is labelled "palatium").  The long processions mosaics represent martyr-saints each with his or her crown of martyrdom and palms of victory, and each is named.  The men approach Christ enthroned, the women Mary with the infant Christ, who is offered the gifts of the Magi (whom we have already seen on the "triumphal arch" of Sta. Maria Maggiore and on the hem of the Empress Theodora's robe in San Vitale).  Although the background is solid gold, the style and the general effect here is a little softer and less hieratic than in San Vitale; it is just as Byzantine, for, as we noted, culturally Theoderic was no barbarian.  The column capitals are of a special kind, peculiar to this period, with acanthus leaves swirling around them, as if caught in an eddying wind, and notice the typical Early Byzantine trapezoidal impost block, between the carved capital and the springing of the arch.


[MG 166] [MG 167] [1612]  Sant' Apollinare in Classe is a generation later, and its mosaics are contemporary with those in San Vitale, though not evidently executed by the same workshop of mosaicists.  Its bell tower is typically Italian, built separately from the church like Pisa's most famous one, but it is a later addition.  Typical of a Greek basilica is the faceted exterior (here semi-octagonal) of the apse and the separate rooms built on either side of it, just like those at San Vitale.  Neither of these Ravenna basilicas has a transept, but the older basilicas in Rome, except for Old Saint Peter's itself, don't have one either.  Inside, Sant' Apollinare in Classe shows us an open timber roof, such as Santa Maria Maggiore and Old St. Peter's once had and Greek basilicas in Thessaloniki and many other places in Greece, too.  Here we have lost all the mosaics on the nave walls, but in glorious recompense the "triumphal arch" and apse mosaics are preserved.  In the apse, in the center, the orans is Saint Apollinaris; Christ is represented not in bodily form but by the cross that is his glory superimposed on the star-studded vault of heaven, but in the center of the cross is a small head of Christ, bearded as in the Greek church.  The conventional green landscape is Edenic, a sinless realm bathed in cool, clean light, not a visual but a spiritual landscape; the sheep are the greges, the flock of the congregation of the faithful.  On the "triumphal arch", the sheep are the twelve disciples, coming from the gates of Bethlehem and Jerusalem (the clouds are the mosaic version of the same conventional clouds as we saw on the pictorial relief of the Sleeping Emdymion); above them is the bust of Christ, blessing (cf. K 175 in Section XIV, below), flanked by the symbols of the evangelists: Matthew (winged man), Mark (winged lion), Luke (winged ox), and John (eagle--winged by nature), with the same kind of clouds.  These symbols, which we shall see now repeatedly for the four evangelists, derive from the vision of Ezekiel in the Hebrew scriptures (Ezekiel 1:10) and are only one example of Christian writing and art seeing the whole "Old Testament" (not "Old" to Jews!) as typifying and culminating in Christ ("Christ" is Greek for "Messiah", that is, Anointed).
[K 297]  The Mount Sinai, St. Catherine's Monastery, Icon of the Madonna and Child Enthroned with Saints is one of several early icons preserved there that are in the same medium exactly as the Roman-Egyptian Fayum portraits studied earlier: encaustic on gessoed wood panels.  Many must once have existed; technique so fine as this is never a flash in the pan but in a long tradition.  But early icons were destroyed during the period of officially sanctioned Iconoclasm (730-843), and only the geographical isolation of this monastery preserved a few.  The image is like a larger, finer version of the style of the Rossano Gospels, or you could say that the St. George shows us one of the courtiers of San Vitale, only softly, in paint, with light and shade.  The Madonna, too, is gentle and human, and the colors are lovely.

Greek Peninsula

[MG 18] [K 299]  Above, we have mentioned the Greek type of basilica.  One of the best examples is the Church of St. Demetrios in Thessaloniki (he was martyred there and is its patron saint).  A terrible fire in 1917 required its rebuilding in large part (which is why it is so clean-looking, but before the fire it was already fully documented so that the renovation can be studied with confidence), and it had already lost most of its mosaics during the centuries of Turkish rule.  Here we can study the distinguishing traits of a great Greek basilica: first, it has a gallery, an upper storey, in the aisles; second, instead of columns all alike the length of the nave, they are punctuated by square piers in an alternating support system, as it is called; notice that the piers continue up in the second, gallery level.  There is good reason, when we see these features appear in western church architecture north of the Alps, to think of Byzantine inspiration, especially since alternating supports appear first in an Ottonian dynasty church when the emperor has married a Byzantine princess.  Notice also the column capitals similar to those in Sant' Apollinare in Classe and with trapezoidal impost blocks.  The nearly lifesize mosaic of St. Demetrius between Donors, probably a century later than the reign of Justinian, is very like a monumental version of the style of the Mount Sinai encaustic icon's St. George, except that the figures are taller in proportions and there is less shading.

Syria


[MG 238]  Another regional school of sixth-century basilica design is Christian Syria.  Der Turmanin shows the interesting features of the façade: twin towers with a tribune between them over the arched entrance.  There is nothing like this in Asia Minor, Greece, or Italy.  The question is whether, with the spread of monasticism, not least from Christian Syria, the idea of twin towers on a façade, such a standard feature of medieval churches in France, had its source here.  The answer is not certain, but sometimes it is just as important to learn what is uncertain as to master rock-solid certainties.
 
[O 429] [O 433] [O 434]  Although its leafy capitals and trapezoidal impost blocks and its timber roof remind us of the foregoing, the Great Mosque at Damascus, of the 8th-century Ummayad Dynasty, belongs to Islamic Syria; the world has changed.  As for Hagia Sophia, we know the architects' names, `Abd-al-Rahman and `Ubayd B. Hurmuz, and its exact dates, 707-715: Islam keeps good records.  A mosque is not like a church.  We are not looking at a nave and aisles but at the equal spaces between rows of columns.  It is not laid out for liturgical worship but to bring together all the faithful of the region for daily prayer and to hear the readings.  It is laid out rather like an orchard or, you might say, like a very great Arab tent with many poles.  We also notice that the arches of the arcade are very tall and, of course, the arches in the wall above are not a clerestory, since they do not open on the outdoors, though they do let light through from the distant windows.  With the spread of Islam to North Africa, part of Sicily, and Spain (cf. the Mosque at Cordoba at the end of this section), Islamic design is not marginal to this course.  The mosaics in the Great Mosque at Damascus are actually the work of Byzantine (Greek or Syrian) craftsmen.  That is why they remind us so forcibly of Pompeii and Herculaneum.  Their date, ca. 715, falls within the period of Iconoclasm in the Greek church when artists were underemployed for work in churches.  Although nothing like them can be seen in Christian churches, they would have found parallels in the Palace at Constantinople and in public buildings, where the traditional refreshing images of landscape architecture and idyllic settings were customary and appropriate.  But for the Great Mosque, we might have no evidence of work of this kind, in mosaic, at this level of skill, at this date, although we see similar landscape in book illustrations in the 10th century (see K 148 in the next section).
We now turn to the art of the 7th to 11th centuries in western Europe.
[K 180]  In 1939 the ship-burial of an Anglo-Saxon king was discovered in East Anglia near a village called Sutton Hoo; you can see its contents today in the British Museum in London.  Nothing about most of the objects would tell you that the king and his people were by this date, ca. 650, Christians: the great hanging bowls are adorned with disks with Celtic designs in enamel (recalling the Desborough Mirror and the Battersea Shield), the great solid-gold buckle reminds us that the Angles and Saxons who came, traditionally, in 449 were Germanic, and the purse lid has Anglo-Saxon designs that remind us, further, that in their migrations, in the 4th century, the Germanic tribes had been over north of the Black Sea, whence the rather Scythian-like bird of prey, not to mention the hero between lions recalling the Sumerian motif on the Philadelphia Harp from the Royal Cemetery at Ur!  The ribbon interlaces, which these artists combine with abstracted animals, possibly arose from Coptic elaborations of guilloche border patterns.  Coptic?  Egyptian?  It would seem far-fetched but for the unifying phenomenon of these centuries: the international spread of monastic foundations; possibly Coptic monks, or church objects from the Coptic Christian world, transmitted the germs of these motifs.  The church in its first millennium was truly katholikós = universal: non-national.  As for the Christianity of the king buried here, it is attested by Anglo-Saxon (Old English) literature and by the presence in the ship-burial of silver communion spoons of Byzantine manufacture, probably from Constantinople.  [At this time, and still today in the Greek Church, Holy Communion is administered, wine and a bit of bread together, from a special spoon].  We already saw Germanic jewelry with cloisonné [K 305]; here we have solid gold champlevé with garnets in the cells.

[K 181] [K 182]  The Book of Durrow is not much later than the Sutton Hoo ship burial, but it comes from monastic Ireland rather than England.  It introduces us to the standard format of an insular, Hiberno-Saxon (Hibernia is Latin for Ireland), early Medieval Gospel Book, standard for the fine, large illustrated Gospels written on vellum for the Gospel readings in the Liturgy (there were no inexpensive, personal Bibles before the printing press).  At the beginning of each gospel, Matthew, Mark, Luke, John, was the "portrait" of the evangelist, in the position occupied in Greek and Roman books by the author's portrait (and by the author's portrait as frontispiece in printed books, like the first folio of Shakespeare), but, especially in books made in Irish monasteries (and there were Irish monasteries not only in Ireland but in northern England and on the Continent), this might be the Symbol of the Evangelist (from the vision of Ezekiel) instead of a straightforward portrait.  Thus, in the Book of Durrow, the imago hominis, Man, is Matthew's symbol.  Also, for each Gospel there was a carpet page, sometimes with a cross worked into the pattern but in our example from the Book of Durrow with a circle full of pure interlace surrounded by bands of animal-interlace: there is no symbolism here whatsoever, but the beautiful, intricate work both glorifies the book and is an act of dedicated devotion on the part of the monastic artist.  Besides, on the first page of the text of the Gospel, the initial letters were illuminated, as we shall see in an example from the Book of Kells.  In this art, the Man symbol is as rigorously abstracted and patterned as the animals involved in the bewilderingly intricate yet rational interlace (nothing is left unconnected), and the flat colors are like enamels or inlays.  Quite obviously, this is not art made by someone incompetent to do otherwise but art obedient to its own high discipline, as exigent as the laws governing Classical Greek art.

[K 184] [K 185]  In the Northumbrian Lindisfarne Gospels, from a monastery in northern England, and about a half century later, we also have the author page and the carpet page (our examples in this case both belong to Matthew).  The carpet page here incorporates the Cross but otherwise is pure interlace, with and without animals, thus differing from the carpet pages in the Book of Durrow mostly in its more evolved intricacy: considering the work and the mind-set that went into all of this rational interconnectedness is mind-boggling.  From scored lines visible in raking light on the vellum and from visible pin pricks scholars have deduced the use of a fine grid and an unwinding string compass as well as a rigid compass to create the pattern.  The colors here are subtle and very beautifully harmonized.  The author page, on the other hand, betrays (what in fact is documented in this case) the presence in these Northumbrian monasteries of copies of Gospel books from the Mediterranean world, from Rome (and, to judge from the use of the Greek word for "saint", written in Roman-alphabet letters, from the Greek-speaking world, too).  It is not only that Matthew (o agios Mattheus) is represented straightforwardly as an author writing his book, with his symbol, the winged Man (imago hominis) tucked behind his halo; he is in three-quarter view, wearing an himation with (sort of) folds, seated on a (sort of) foreshortened seat, with a pleated curtain at the right.  It is fascinating to see what the Anglo-Saxon artist does with such a prototype.  He disassembles the seat and footstool, and he makes what were shadows in the folds of drapery into orange slivers on a green robe.  It is as if the illusion of optical vision in his model made sense to him only in terms of its potential for pattern.  He piously retains the traditional three-quarter view for Matthew but alters it to make it lie flat on the page and work with his decorative use of flat color.
[1616]  The Irish Book of Kells is about a century later; it is the latest of the great Hiberno-Saxon Gospels.  From the Book of Kells we look at the third kind of decorated page, the illuminated initial.  At Matthew I:18, after all the "begats", the parentage of Christ himself is given, beginning in Latin with the words Christi autem.  Here the first gospel is given a second illuminated initial page that the others don't have; it is traditional: using the Greek letters, a large chi and rho, X P, for Christi.  Although the Book of Kells is the most richly illustrated of all, it does not have such mind-boggling pure interlace, because, as an Irish manuscript, it uses the repertory of Celtic motifs (the whorls, etc.) much more than the Anglo-Saxon ones, and it adds to the purely formal decoration all sorts of little animals and faces.  The elaboration of illumination in monastic manuscripts could go no further than this.  The Book of Kells also has the evangelist "portrait" pages and throughout its text, wherever there is space at the end of a line or section, delightful small, whimsical drawings.  They are loving adornments without any particular reference to the text of the gospels.
[K 240]  After centuries of Roman colonization in the western half of Germany, the horse and rider on the stele found near Hornhausen may reflect acquaintance with provincial Roman images of riders; indeed, it probably does.  But as with the Anglo-Saxon version of a draped figure in 3/4 view (the Matthew of the Lindisfarne Gospels), here the Frankish (do not equate "Frankish" with "French" in the modern sense of the word) artist has thoroughly negated three dimensionality by means of the double outline around the horse.  Also, he felt no need to provide enough space behind the shield for us to assume the rider's body there.  And, of course, at the bottom of the stele, we see the same kind of animal interlace as in the contemporary Lindisfarne Gospels, only carved instead of drawn and painted.
[K 241]  Early Medieval churches had the area around the altar surrounded by a stone fence, usually carved (in Rome, the church of Santa Sabina, a 5th-century basilica, still has one).  The Balustrade of the Patriarch Sigvald in the Baptistery of Cividale Cathedral in northern Italy is Lombard work.  The Lombards (a Germanic tribe whom the Italians called Langobardi = Long Beards, the tribe that took Ravenna in 751) had some acquaintance with Early Byzantine church art, and the basic layout of the Sigvald relief, the cross with trees and candlesticks, for example, is Byzantine; placing the animals in wreaths and the tree of life guarded by griffins came from the same source but reflect Byzantine use of motifs from Sassanian Persian weaving and metalwork.  The "chip" carving here is cruder than chip carving technique in Byzantine work, and the contours of the figures are cooky-cutout (remember the stelai in the Grave Circle at Mycenae).  The Symbols of the Evangelists, of course, are the same Man, Lion, Ox, and Eagle that we met first in Sant' Apollinare in Classe.  This is a splendid example of Mediterranean and Germanic arts just beginning to coalesce.
[K 243]  The North Germanic (Norse) Vikings ca. 800 A.D. were as yet hardly touched by Mediterranean religion (Christianity) or general culture, although the Eddas do make their gods, the Aesir, descendants of the Trojans!  Books, at least a few, had, as usual, travelled.  On the other hand, the written Eddas are later than the Animal Head on a Post from the Oseberg Ship Burial.  This Viking art is later than the Lindisfarne Gospels or the poem Beowulf, about contemporary with the Book of Kells, but earlier than Norway's famous wooden (stave) churches.  The Norse version of animal interlace is very flat with evenly spaced ribbon elements.  The ancestry of the dragon head is as complex as that of the creatures on the purse lid from Sutton Hoo.
CAROLINGIAN ART
[K 249]  Artistically, culturally, the Bronze Equestrian Statuette of Charlemagne from Metz sums up everything that in Europe west of the Saale River, excluding Brittany, Spain (which was part of the Ummayad Caliphate), and the British Isles, distinguishes the Carolingian Empire from the Merovingian kingdom that preceded it.  The horse's head may be small in proportion and its legs rubbery, but compared with the Hornhausen horse it is a miracle of Greco-Roman naturalism; so is the treatment of drapery in Charlemagne's cloak.  Small as it is, for those who made it, it must have evoked very powerfully imperial images like the equestrian Marcus Aurelius which then stood near the Lateran Basilica, the Cathedral of Rome.  It proves (however the goal was accomplished) that "research" into the Roman past was not confined to monastic scriptoria. 


[MG 148] [G 482]  Above, we noted that Carolingian (the name comes from Carolus, Latin for Charles, Charlemagne from Carolus Magnus = Charles the Great, so German Karl der Grosse) ideas of Roman Law and Empire and architecture mostly derive from Justinian's reign (which we call Early Byzantine).  Even at a glance, it is obvious that the Palace Chapel at Aachen (French Aix-la-Chapelle), contemporary with Charlemagne's coronation as emperor of the West by the Pope (on Christmas day, A.D. 800), was inspired by San Vitale (or the similar SS. Sergius and Bacchus in Constantinople).  Centrally planned, it has the tall central space lit by a clerestory, the two-storeyed annular aisle.  (Note, on the plan, that there are Gothic later additions, only the parts printed black being original).  It is also the first building north of the Alps whose architect is known to us by name: Odo of Metz.  Odo could not build a replica of San Vitale; the building tradition in NW Germany was in stone, not brick.  Also, Odo had his own ideas, partly conditioned by conservative engineering in stone building: there hadn't been a lot of building at this scale for centuries, partly doubtless by their own taste for rectilinear clarity in design.  The Palace Chapel avoids all the effects of expansive, ballooning space that Justinian's architects sought.  It has no niches opening from the central space, and its stone piers are stoutly rectilinear.  As for the zebra treatment of the round arches on the ground storey (not evident in the old photo in the Prints), they are from Islamic architecture, probably from Spain where the Mosque at Cordoba was being built [G 431, at the end of this section].  In its own way, the Palace Chapel is just as "Roman" as the Equestrian statuette; although we shall confine the term "Romanesque" to the late 11th and 12th centuries, it is understandable that the whole earlier middle ages, beginning with Charlemagne, is sometimes included under that heading.
[MG 200]  It is not often that we can learn most about architecture of a certain kind in a given period from buildings that never got built as planned (and in any case have been replaced long since by newer buildings).  Such is the case with the table-top size Plan for a Benedictine Monastery at St. Gall of A.D. 820.  Besides the plan itself, drawn to scale (the module is the length of a bed in the dormitory) although without wall thickness, we have all the descriptive labels (written in verse meter in Latin, in the legible Carolingian book hand that is the basis for our printed fonts) on the plan (not included in the copy from which your Print is taken) to tell us which building is which and what was in the upper storey of two-storey buildings (around the cloister).  Further interpretive information is in the Rule of the Order of St. Benedict, the only monastic Rule that is published and thus available to laymen.  There is so much to learn from the St. Gall Plan that a whole course can be based on it.  Here we shall only notice what we need to know for this course.  The abbey church, the cloister, and the abbot's house were built of stone, but needed steeper roofs (to shed heavier snows) than in Italy.  The church has two apses, for altars to SS. Peter and Paul; so have some later ones in the Rhineland.  The scriptorium (St. Gall was an important center of book production) is in the upper storey of the square north of (left of) the choir.  We saw a choir in San Vitale, but not in the basilicas in Rome; now we see a church with a transept (deriving straight from Old St. Peter's) and a choir between the transept and apse.  The church has many altars, because every Benedictine abbey had members who were priests as well as lay brothers (who, like nuns, were not), and priests all must say Mass daily.  The twin towers, with spiral staircases, at the west are built separately and held bells.  West of the abbot's house is the School: any child who was educated at this period went to a monastic school (although a royal child might have tutors instead), and west of that is the Guest House for Distinguished Visitors  On the south side of the western apse is the Guest House for Commoners; the Guest House for Distinguished Visitors has a necessarium naturæ, an outhouse, but the Commoners' hasn't.  The School, the Abbot's House, the Doctor's House, the Infirmary, the Novitiate, and the Monks' Dormitory all have necessaria naturæ; in the corner of the Monks' necessarium is (labelled) a lucerna, since the Order of St. Benedict specifies that a lamp must be left burning there at all times.  Some very clever bits of planning here go beyond the requirements of the Rule: the Infirmary and the Novitiate each has its own chapel (at this date, novices were young boys, not ready to share fully in monastic life), but the architect has them built together, double-ended, with a dividing wall, each entered from its own cloister; the doctor's house, herb garden, and leech house are near by.  South of the Novitiate is the Orchard (each fruit tree labelled) sharing its plot of land with the Cemetery, then the vegetable garden, then the hen house and goose house with a dwelling for their keeper between them.  Between the main cloister and the perimeter wall is the Industrial Area: barrel makers, sword and armor makers, goldsmiths, leatherworkers--everything needed and some to sell.  At the west are all the barns, marked according to the animals to be kept in them.  The Monks' Cloister, finally, which is rather like the peristyle in a Pompeiian house, is attached to the south side of the church (the church was 200 feet long).  The dormitory has a door into the south transept, since Benedictine monks must rise to sing an Office in the wee small hours; the Cellar has large barrels for wine and small kegs for beer (water was iffy to drink, and the Rule allows a pint of wine apiece, daily); even without its inscription, the Refectory is recognizable from its long tables and has passages to kitchen, bakery, and brewery.  Notice that such passages connect all the parts of the layout that are part of the monks' Enclosure; the agricultural and industrial personnel, as well as school boys and visitors, had no casual access to the Enclosure.  It is thought that most of the buildings were of native timber-frame construction, just like barns and workshops, et al., outside of monasteries in this region.
[MG 323]  A masonry building whose angular "arches" visually remind us of timber construction is the Gatehouse of the Carolingian Monastery at Lorsch.  Only the Gatehouse is late 8th century (and its roof design is later).  Although its three-arch design with superimposed orders reminds us of architecture in the Roman colonies of the Rhineland (such as Trier and Köln = Cologne < Colonia), and the slender columns of the ground storey have Composite capitals, their being combined with colored patterns makes the Gatehouse look like "Hansel and Gretel" architecture, made of candy and cake.  Also the architrave over the capitals is not a whole entablature, and even a provincial Roman architect would not have used the angular "arches".  Something more fundamental: Roman architects (and Byzantine, and Odo of Metz, too) adorn the interior, not the exterior, of the building with colored stone veneers.  The upper floor of the gatehouse houses a chapel, as did the gatehouse of the monastic church to which we now turn.
[MG 185]  The Abbey Church of St. Riquier at Centula, completed in 799, no longer stands.  It is known from a drawing in an 11th-century manuscript (now lost), copied in an early 17th-century Benedictine printed book.  Thus we know its elevation (its vertical projection), whereas for St. Gall we knew only the plan.  With narthex, nave, transept, choir, and apse, its plan resembles St. Gall except that the narthex is designed like a second transept but unlike the transept it is in two storeys with groin vaults supporting the upper floor (where you see Xs, there are groins), and there are four towers with spiral staircases attached flanking the choir and to the west façade: note the arched niche fronted by two columns between the west columns--above the niche the wall is flat; this makes a distinctive two-tower façade, the lineal ancestor (whatever the possible relevance of churches like Der Turmanin) of all the western two-towered church façades.  Germans have a convenient name for this, which we all use: Westwerk.  But there is more which is unlike Rome's basilicas that we must learn here.  Where the transept and the transept-like narthex cross the same-widthed nave, the crossing squares thus created are framed with arches, which support crossing towers.  No early church in Italy has a crossing tower.  The drawings show round crossing towers here; the transition from square to round cannot be ascertained since the church no longer stands but was more likely, perhaps, a squinch (see below) than a pendentive.  From the drawings, also, it is thought that the spires of all the six towers were open and wooden, as your drawing shows.  What is quite certain is the wholly new shape of the Centula church (near Abbeville, France).  Besides having the necessary steep roof, its design is insistently vertical: it is the cumulative effect of Westwerk, tall narthex/transept with spired crossing tower, tall transept with spired crossing tower, two more slender towers, and even an extra-tall apse.  We take churches with "aspiring" proportions for granted, but this is where it all starts; all the basilicas of either Latin or Greek rite are fundamentally horizontal buildings.  Perhaps the necessity of a steep roof combined with knowledge of the use of domes over central-plan churches inspired the northern builders to create these innovations.

[K 213] [K 167]  We already have seen how awareness of ancient Greek and Roman author portraits as frontispieces to volumes of their works inspired the Book of Durrow's Author Page using his symbol (the Man, from Ezekiel) and the Lindisfarne Gospel's transformation into its own style of a "real" author portrait derived from a Mediterranean Gospels book.  Also, in a house in Pompeii on the wall there is a copy (from a book of his Comedies) of the frontispiece portrait of Menander.  From the early 6th century we have an actual surviving Early Byzantine author portrait, in the Manuscript of the Princess Anicia Juliana of the Physician-Author Dioskourides (it is a medical treatise).  Dioskourides is seated in three-quarter view, with his feet on a footstool (this is not only honorific but useful, when the floors are cold), conversing with a female figure named Euresis: Discovery (since the word is of the feminine gender in Greek, it is personified as a human of the female sex; almost all abstract ideas are feminine in gender in Greek and Latin, and that is why their personifications are females).  Since the evangelists are authors, they have the same kind of portraits, and anyone can see that the model for the St. Matthew page in the Coronation Gospels of Charlemagne (the Gospel Book, on purple vellum, on which all the later German emperors took their oath at their coronations) was a 6th-century, probably Constantinopolitan, Gospel Book with evangelist portraits equivalent to that of the physician Dioskourides.  We know that there were eminent scholarly churchmen with very high connections (the younger sons of the nobility if bright enough were placed as novices, and abbots and abbesses were often royal relatives), and the monasteries and/or palace chapel must have had some beautiful Early Byzantine (and Roman or North Italian) books.  The portraits in the Coronation Gospels are very conscientious copies of such a model.  We have Middle Byzantine Gospel books surviving with evangelist portraits also deriving from 6th-century ones confirming this thesis.  The Coronation Gospels' St. Matthew, like the Equestrian Charlemagne we began with, is remarkably successful; this is not only a sudden renascence of the imperial past but is being done at a Frankish court and in the Frankish imperial monasteries, which produced only pattern art a generation earlier.  Studied closer, the vague foreshortening of the writing stand, the dislocation of the shoulder, and the pointlessness of the highlights on the skin become apparent.  Compare the highlights in the paintings from the Early Christian catacombs; those are slapdash, cursory, but the painter so possessed the understanding and knack of highlighting that all the highlights work to suggest light falling on the forms of the human face.  The Carolingian artist, on the contrary, is being very careful, and trying very hard, but he "just doesn't get" the relation between light and form.  His success with the drapery over the knee is all the more remarkable.  No doubt about it, this Palace School manuscript is a valiant attempt to make a "real" imperial Gospels for Charlemagne, and to be a real emperor, not just a Frankish king,is what Charlemagne wanted.
[K 308]  The Grandval Bible represents the Carolingian School of book illumination located at Tours and a generation later than Charlemagne's own Palace School manuscripts.  Here we have illustrations to Genesis 2: Adam and Eve.  These are copies of illustrations in a Bible made in Italy in the 5th century, not much later than the Vatican Vergil.  In the narthex of the church of San Marco in Venice the mosaics in one dome are also copies of just such a Genesis.  It had framed pictures with Late Roman landscape elements and short figures recalling those in the Parting of Lot and Abraham on the nave wall of Santa Maria Maggiore; just as Christ was beardless in 5th-century art in Italy, so here even God the Father is beardless (very strong evidence in itself that the model was a very early Latin Bible).  The sky is horizontally striped in blue, lavender, pink; these stripes derive from optical-illusion skies where the artist observed that only the high sky looks blue and it shades to white or pinkish at the horizon.  Eve nursing Cain in a rustic bower while Adam delves (as a consequence of that apple, in the register above) has, even in the Carolingian copy, much of the childlike charm of 5th-century western art.  The storytelling is direct and literal.
[K 189] [K 26]  Also at Reims in northern France in the generation after Charlemagne there was a distinctive School of manuscript illumination.  It produced the Gospels of Archbishop Ebbo and the Utrecht Psalter, to name the two most famous books.  For the sake of consistent comparison, for the third time we choose the "portrait" of Matthew from the Ebbo Gospels (Mark and Luke are traditionally in front view).  The acanthus-leaf border, the ink horn, the knobby writing stand all show its relationship to the Matthew of the Coronation Gospels, but, as some art-historical wag observed, it looks as if plugged in, electrified by a sort of high-voltage current.  It is very easy to identify.  A more relevant epithet would be calligraphic; although the Ebbo Gospels portraits are in full color, most of the work seems to have been done with a reed pen (which is what they wrote with--not a quill) rather than a brush, and the strokes have somewhat the personal energy of handwriting.  The expressive exaggeration, however, goes beyond the energized strokes; the gestures likewise are exaggerated, and slender, gesticulating figures in this style are also seen in metalwork of this school.  Still, reference to our other book, the Utrecht Psalter (volume of the Psalms of David, which were recited in the daily Offices of the church) suggests that the Reims School expressivity did originate in the use of reed pen and ink for drawing.  The Utrecht Psalter has, generically speaking, the same kind of unframed pen drawings, without much color (here with none at all), as were used to illustrate military history, and epics, and, interestingly, manuscripts of Roman comedy (Terence, Plautus).  We think the man who wrote and drew the Utrecht Psalter knew those; some of his figures have faces that look like the theatrical masks that were worn performing Terence, and we do have a Carolingian copy of a Roman manuscript of comedies.  But how do you illustrate the Psalms?  They aren't stories.  Our artist took each vivid phrase and drew it literally: Ps. 44: 23, "Awake, why sleepest thou, O Lord", is illustrated by the man (God!) in bed at the top in the illustration in our print.  Look up the psalm and try to figure out the rest, if you like.  More important art historically: notice how similar the strokes that make hillocks are in the Ebbo Gospels and the Utrecht Psalter.
OTTONIAN ART
[K 254]  How very different is the portrait of the Emperor Otto II (or III) receiving the homage of the Provinces from the Registrum Gregorii, an Ottonian manuscript book of the late 10th century!  If this is Otto II, he is the emperor who married the Byzantine princess Theophano, and Otto (whichever) is represented very similarly to Theodosius on the Missorium in Madrid or on the base of the obelisk in Constantinople, even to the way the raised knee is handled.  But this is almost exactly 600 years later.  The Homage of the Provinces goes back at least to the Roman emperor Hadrian (we have reliefs of provinces from the temple built to honor him when he died in 138).  Stylistically, there are real changes from Carolingian drawing.  Not only is the style of drawing more disciplined than before, even in the Palace School manuscripts, but it is a different kind of discipline, emphasizing clarity of contours, some of the smoothest contours we've seen since Egyptian art.  These contained forms are especially characteristic of the Trier-Echternach School.  The frontality, not so much of the central figure, but in the relationship of the whole composition to the frame and the surface, also is a change from Carolingian style.  This work, where it relates to Byzantine work, relates to Middle Byzantine, with which it is contemporary, right after the end of Iconoclasm, rather than to the past--Justinian's Early Byzantine.  From that source surely comes the preferred color tonality: cool and predominantly pale, what we think of as pastel or sherbert colors, favoring the secondary hues, green, orange, and violet, more than previously.
[1614]  Although the Reichenau School, way up the Rhine (Reichenau is a perfect place for a monastery, being a tiny island in the Untersee part of Lake Constance, where modern Germany, Switzerland, and Austria meet), has a livelier manner of drawing than Trier, it shares the new discipline and the lavender and green color combination.  The Codex Aureus (Golden Book--and on purple vellum) of Otto III, ca. 1,000 A.D., is a splendid imperial Gospels.  Here we have the portrait page for Luke, rather than Matthew, both author portrait below and evangelist symbol above, the latter surrounded by the heavenly host, with a prophet as an antetype for Luke at top center; all this is framed in a living arch on purple-mottled columns, with exuberant leafy capitals no longer really Corinthian.  The explanation is written in a metric line of Latin at the bottom: FONTE PATRUM DUCTAS BOS AGNIS ELICIT UNDAS = The Ox (Luke) brings forth waters (note the sheep slaking their thirst at the bottom) drawn from the Source of the Fathers (i.e., from the Hebrew patriarchs and prophets, asserting that Christ is the Messiah foretold by the Hebrew scriptures).  This is truly an elaborately worked out picturing of Church theology.  The objects in Luke's lap are codices of his Gospel.
[K 291]  The Gero Crucifix from the time of Otto II, ca. 975, now in Köln Cathedral (begun 1248), not only possesses the discipline and clear contours that we have seen in the foregoing, but it is nearly lifesize, carved of wood, joined at the shoulders, gessoed and painted, the colors still discernible after more than a millennium and concomitant generations of candle and incense smoke.  Still more important is what it is and means.  There has never before in western art been a Christ on the cross like this one, which emphasizes his humanity and suffering.  Indeed, for the first thousand years of the Church images of the crucifixion of any kind are few and far between.  The best comparison is with the Crucifixion at Daphni [K 230; see next section] about a hundred years later.  The art of the early Church tended to deemphasise the painful and degrading side of what, as they knew, was the most disgraceful form of capital punishment and too, too mortally human.  Only approaching its second millennium does the church, and the whole body of the faithful, gain the confidence to consider that Jesus' very glory came through his acceptance of the cross--a precondition, after all, of his Resurrection and of Christians' salvation.  The Gero Crucifix is evidence of Christians' reaching this stage of spiritual maturity.  In the history of medieval art, as a nearly lifesize masterpiece, even more powerfully expressive than one with "correct" anatomy, it is one of the first signs of the rebirth of substantive (full-size) sculpture, which will flourish a century later in the West.
[MG 38]  Also in Köln and of the same generation as the Gero Crucifix is the Church of St. Pantaleon.  Its Westwerk is original, and we now see why we took the trouble to describe the Westwerk of St. Riquier (Centula) in some detail: in plan, this one would look almost exactly like it.  In fact, Ottonian architecture grows directly out of Carolingian architecture, only it is less tentative, more well thought-out, after nearly 200 years' experience, and it has some new details.  On the Westwerk of St. Pantaleon, for example, the rows of little arches under the string courses combined with the narrow strips on the corners and between the windows, here built in stone, derive from the brick work of Lombardy, which is, after all, part of the Ottonian Empire.  Köln is famous not only for its Gothic Cathedral but for its early (Ottonian and Romanesque) churches.

[MG 199] [MG 198]  St. Michael's Church in Hildesheim (1003-1033) took a direct hit from a bomb in 1945 in World War II.  It has been lovingly rebuilt.  Even the wooden ceiling which had fine 13th century paintings on it (totally lost) has been painstakingly restored and repainted, working from photographs.  Small consolation (since it could have been done without the sacrifice of the original fabric of the church), but, in the process of study to rebuild it, excavation and the removal of some later additions brought to light new evidence for the original design, so that a better plan and exterior elevation can be drawn today than the one on the Print.  Looking either at the plan or the view down the nave, we see that Hildesheim has double apses (like the church on the St. Gall plan) and crossings and a choir (like St. Riquier), and, as in the latter, the plan is based on the crossing square used as a module.  But it also has alternating supports like St. Demetrios in Thessaloniki!  These make it explicitly clear that the nave is exactly three crossing squares in length, and, considering the Byzantine connections that we have noticed, it may well be a borrowing from Byzantine basilica churches.  Only, since St. Michael's has no gallery (second storey) above the aisles, but a flat nave wall like previous western churches, the square piers cannot continue up vertically.  The zebra arches here are probably inherited from Carolingian practice, whereas in the Palace Chapel at Aachen they were a fresh borrowing from an early mosque, like Cordoba.
[MD 35]  The Bronze Doors of Bishop Bernward of Hildesheim are not exterior doors but lead to the crypt of St. Michael's (which, incidentally, is not the Cathedral of Hildesheim).  Bishop Bernward not only had St. Michael's built but was a scholar, and he went to Rome, where he saw Trajan's column and basilicas with bronze doors (Santa Sabina has wonderful 5th-century doors, but they are of wood).  He returned and had cast a paschal candlestick in the shape of a spiral column, but with the life of Christ instead of Trajan's Dacian Campaigns figured on it.  It seems strange to us today for a great ecclesiastic and scholar, but Bernward is reported to have been also a fine craftsman and bronze caster.  He has to have been, for these bronze doors which were made (the inscription lets you read the date plainly, MXV) in A.D. 1015 are the first bronze doors cast in one piece since Roman antiquity, about 700 years earlier (calculating from the completion of the Basilica Nova of Constantine).  The doors have lions' head pulls (rings in lions' mouths), which Bernward surely saw in Rome (the earliest known examples go back to the 5th century B.C. in Greece); of course, the Ottonian lions' heads prove that the sculptor was not familiar with living lions.  The leaves of the door, valvas, have Old Testament stories on one, the Life of Christ on the other--recalling the north and south nave walls of Santa Maria Maggiore: from the Fall to the Redemption is the idea.  The scenes in the panels could easily have been adapted from pictures in an illustrated Bible, although with compositions different from those in the Grandval Bible, but in any case we have here an artist fully capable of creating his own narrative drama in eloquent speaking gestures.  God: Why did you eat of it?  Adam: The woman gave it to me.  Eve: The Serpent said we should eat it.  It could not be more economical or vivid.  The 3/4 views are handled skillfully; what might be a fault in a less expressive work, the shortening of God's arms, here only enhances the sense of his shoulders hunched up in outrage.  The plant life necessary to indicate the Garden of Eden most certainly came from book illustrations; now you see why we have taken the trouble to notice every conventional tree we came across.  Artists in the Middle Ages do not look at trees in order to draw them but only at models in pre-existing pictures.  E. R. Curtius in his famous book, European Literature and the Latin Middle Ages, pointed out that poets, similarly, did not (until the 13th century) look out their own windows at the Springtime but took Springtime phrases from the poets of Antiquity which they adapted for their own verses, even "smelling" trees that didn't grow within 1,000 miles of where they lived.

[G 364]  Early Medieval architecture is not confined to France and Germany--not by any means--but we can only consider one example, from Late Anglo-Saxon England, the Tower of the Church at Earl's Barton.  Subtract the clock and the battlements at the top, both Victorian, and the rest of the church, which is every stage of Gothic.  Here, a century and a half later, is the English counterpart to the Lorsch gatehouse (with little arches and vertical strips as on St. Pantaleon--but very differently rendered, being much farther from their Lombard origin).  The little arcade near the top has column shafts shaped just like fat cigars, and here too the use of angular shapes for arches reminds us of half-timbering.  In fact, beside the Anglo-Saxon church tower, the Lorsch gatehouse, apart from its colored patterning, looks downright Roman.  After the Norman invasion in 1066, church architecture in England will be a regional extension of the Norman architecture of northwest France, just as Old English will give way to half-French Middle English.  Yet the Earl's Barton tower is certainly well built, to stand a thousand years.
[G 431]  Repeatedly we have mentioned the Ummayad Caliphate's great legacy to Spain, and to Europe, the Mosque at Cordoba.  Like the Great Mosque at Damascus about a century earlier, it has leafy capitals with trapezoidal impost blocks arranged in rows to support tiered arcades.  Only here, as promised, they are zebra arches, with alternating dark and light voussoirs.  We have already seen that Carolingian and Ottonian architects found this attractive.  Notice besides that here the tall arches nip in at the bottom, as if continuing the line of the circle; thus they are slightly horseshoe-shaped, and some Romanesque architects will adopt this horseshoe-shaped, more than semi-circular arch.


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